Equity Sales, Trading & Research

Equity Sales & Trading

Siebert Williams Shank has offered equity execution to institutional clients for over 25 years. We take pride in our reputation for integrity, excellent customer service, insightful equity research and competitive trade and transaction execution.

Execution

  • Agency Only, Client Centric
  • Single Stock, ETF, Program, and Block
  • Direct Market Access Offerings
  • Share Repurchase
  • Benchmark Driven Pre/Post Trade Analysis
  • Experienced, Integrated Operations & Compliance Teams
  • State-of-the-art Trading Desk Technology
  • Settlement Through a Top Tier Clearing Broker

Institutional clients, please contact us at equitytrading@siebertwilliams.com

Equity Research

SWS equity research covers the U.S. Energy & Infrastructure Sector. We believe our sector specialization, small- and mid-cap stock focus, and detailed industry and financial analysis provide us with a proprietary knowledge base and a differentiated view.

• Electric Utilities, Natural Gas, Electric Generation
• Oil & Gas: Exploration & Production

Please click here for a list of companies under coverage.

Institutional clients, to be added to our research distribution list, please contact us at equityresearch@siebertwilliams.com.

Share Repurchase

For over 20 years, corporate management teams have entrusted the SWS equity trading with their share repurchase business. Every rotation is important to our firm and reputation and we manage our workflow to ensure complete focus on each client’s benchmarks, instructions, and objectives. We operate by strict client information security policies, we are execution venue agnostic, and do not operate proprietary algorithms.

Our team of seasoned equity traders has executed hundreds of rotations, repurchasing nearly 2 billion shares and has a deep understanding of regulatory guidelines. We have access to all of the major exchanges, have command of multiple third-party algorithm suites, and have the training and pre-trade analytics to develop effective trading strategies to cope with increasingly volatile markets. We provide anonymity and trade with minimal market impact.

We customize daily reporting procedures, tailoring the frequency, content, and form of communication to each client’s workflow. Strict procedures ensure accurate reporting and flawless settlement from our integrated operations team which is regularly applauded for effective problem-solving and client communication.